Tag: India, MFD, RIA, SEBI
Sebi tightens norms for investment advisers
The markets regulator barred investment advisers from simultaneously selling financial products and advisory services, and capped the fees...
Sebi Circular can Adversely Impact Investment Advisors
Sebi came out with an innocuous circular a few days back, imposing some well-meaning reforms in investment advisor regulations. The short...
Portfolio Management Services: SEBI announces changes
Last week, capital markets regulator Securities and Exchange Board of India announced a series of board decisions concerning portfolio...
Sebi tightens norms for demat of physical shares
To rein in incidents of frauds that take place in converting physical shares into demat, Sebi put in place several extra layers of checks...
Liquid Funds to Levy Graded Loads on Exits Within 7 Days
Beginning October 20, liquid funds will levy a graded exit load for redemptions made by investors within 7 days of investment. The graded...
Sebi eases Reit, InvIT norms
Markets regulator Sebi has reduced the minimum subscription requirement as well as defined trading lots for real estate investment trusts...
NRIs, PIOs, foreign nationals can transfer shares to relatives
In a major move by SEBI, NRIs, PIOs and foreign nationals can easily transfer equity shares to immediate relatives without the need to...
SEBI Investors Survey 2015
More than 95 per cent Indian households prefer to park their money in bank deposits, while less than 10 per cent opt for investing in...
