Tag: 2021, Fines, Franklin Templeton, India, SEBI
Sebi Fines Franklin AMC’s Senior Execs and Trustee
The Securities and Exchange Board of India imposed a total fine of about Rs 21 crore on13 entities in the Franklin Templeton case, where...
Sebi asks debt MFs to do a second risk-assessment label
The Securities and Exchange Board of India has directed mutual funds to introduce another label called as potential risk class matrix to...
SEBI imposes Rs.5 crore fine on Franklin Templeton Mutual Fund
SEBI has imposed a fine of Rs.5 crore on Franklin Templeton Mutual Fund. The market regulator has found that the fund house has violated...
MFs can invest up to $600mn abroad
The Securities and Exchange Board of India has enhanced the overseas investment limits per fund house to $600 million from the existing...
MFs: New riskometer
Sebi has revised norms that require fund houses to assess and label risks in various schemes. The riskometer will now capture inherent...
Sebi tightens norms for investment advisers
The markets regulator barred investment advisers from simultaneously selling financial products and advisory services, and capped the fees...
Sebi Circular can Adversely Impact Investment Advisors
Sebi came out with an innocuous circular a few days back, imposing some well-meaning reforms in investment advisor regulations. The short...
Portfolio Management Services: SEBI announces changes
Last week, capital markets regulator Securities and Exchange Board of India announced a series of board decisions concerning portfolio...
Sebi tightens norms for demat of physical shares
To rein in incidents of frauds that take place in converting physical shares into demat, Sebi put in place several extra layers of checks...
